Compliance Administrative Assistant at Roth Staffing Companies in Greenwich, Connecticut

Job Description:

Base salary $65,000-75,000



Compliance Administrative Assistant



• Responsibilities include general and legal administrative assistant tasks and compliance functions.


• Calendar management, answering phones, and filing (electronic and paper).


• Database and document management (SharePoint, Compliance Science).


• Personal trading review and account maintenance.


• Assist with the processing of legal bills.


• Ability to work independently and in a fast paced environment, and have attention to detail and follow through.


• BA/BS preferred.


• Intermediate knowledge of Microsoft office.


• Excellent communication skills and detail oriented.


All qualified applicants will receive consideration for employment without regard to race, color, national origin, age, ancestry, religion, sex, sexual orientation, gender identity, gender expression, marital status, disability, medical condition, genetic information, pregnancy, or military or veteran status. We consider all qualified applicants, including those with criminal histories, in a manner consistent with state and local laws, including the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance.