Kforce has a client that is seeking a Quality Control Analyst in Newark, DE.
Responsibilities:
Quality Assurance tests that the execution of the Monitoring and Testing Program is in line with the firm's Testing Standards and Procedures
Establish comprehensive test plans
Partnership with Monitoring & Testing, Operational Risk and Compliance managers, and business stakeholders; Involvement in departmental projects particularly in relation to the development of the development of the Annual Monitoring and Testing Plan
Work with global testing partners to support global monitoring and testing assignments as directed
Perform ongoing QA reviews of the Compliance functions mentioned, to ensure controls/standards are met
Question and investigate the reliability and integrity of data, the validity of conclusions and the appropriateness of assumptions made
Review quality of completed work, based on Firmwide standards
Identify key issues, trends, observations and effectively report summary results to key stakeholders; Ensure consistency with the Global QA framework and governance approach
REQUIREMENTS:
Bachelor's degree in one or a combination of the following: Finance, Accounting, Analytics, or Reporting
Minimum 3 years of relevant experience in the financial services industry in Compliance, Risk Management, Audit
Relevant Operational Risk Management or Compliance experience, alternatively other related experience such as audit, operations, or business control management, or similar; An understanding of operational risks and their drivers and be able to challenge the design and effectiveness of the associated business controls
Solid understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner; This includes strong analytical skills particularly in regard to assessing the risks associated with execution deficiencies
Excellent interpersonal skills necessary to work effectively with colleagues and senior management
Strong relationship building skills to influence/negotiate desired outcomes
Strong verbal/written communication
Good analytical skills, attention to detail and be able to demonstrate a good knowledge of control design and root cause analysis
Ability to perform end to end reviews of processes, think through various risks, understand applicability of different regulations and policies and ultimately be able to identify gaps/risks in operating environment
The pay range is the lowest to highest compensation we reasonably in good faith believe we would pay at posting for this role. We may ultimately pay more or less than this range. Employee pay is based on factors like relevant education, qualifications, certifications, experience, skills, seniority, location, performance, union contract and business needs. This range may be modified in the future.
We offer comprehensive benefits including medical/dental/vision insurance, HSA, FSA, 401(k), and life, disability & ADD insurance to eligible employees. Salaried personnel receive paid time off. Hourly employees are not eligible for paid time off unless required by law. Hourly employees on a Service Contract Act project are eligible for paid sick leave.
Note: Pay is not considered compensation until it is earned, vested and determinable. The amount and availability of any compensation remains in Kforce's sole discretion unless
and until paid and may be modified in its discretion consistent with the law.
This job is not eligible for bonuses, incentives or commissions.
Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.