Are you a Client Services professional specializing in onboarding? Do you have expertise in Know Your Customer (KYC)/Anti Money Laundering (AML) rules along with knowledge of SEC and FINRA regulatory requirements?
At the client's Financial Services firm providing a broad range of services in the Financial market, you will be able to access state-of-the-art technology and tools. If you are looking for an opportunity to have hands-on experience with back office systems and leverage your understanding of complex account structures, then this is the perfect opportunity for you!
With this opportunity you will be a part of a collaborative culture that values innovation and provides competitive salary, bonus, and generous benefits.
Please note this is an onsite position at the client's Chicago office.
As a Client Services Onboarding professional, you will:
Be a subject matter expert who takes the lead working across teams to onboard new trading accounts
Conduct KYC/AML reviews, credit reports, and regulatory background checks
Utilize tools for due diligence background checks
Review and understand various account structures (trusts, corporations, funds)
Ensure compliance withSEC and FINRA regulatory requirements
Use back-office systems for account setup and management
Support compliance reporting
Requirements:
5+ years Financial Industry experience
Experience with opening and onboarding accounts, performing background and credit checks, and ensuring compliance with regulatory frameworks
Expert knowledge of industry rules and regulations with a strong focus on KYC/AML regulations as well as FinCen and OFAC regulations
Experience with back-office systems
Knowledge of SEC and FINRA regulations preferred
Please note this is an onsite position working at the client's Chicago office.
Please note that the employer will not sponsor applicants for work visas.
No recruiter represented or third party candidate submissions will be accepted. Any unsolicited resumes/candidate profiles submitted will not be considered are not subject to payment of agency fees