Wells Fargo is seeking an Investment Portfolio Control Associate for the Wealth and Investment Management (WIM) Investment Risk team. The WIM Investment Risk team is a unit within the WIM Investment Solutions Center of Excellence. WIM Investment Risk is responsible for the design, implementation, and execution of the WIM Investment Risk program which sets the standards and requirements for investment activities when acting as fiduciary. Programs include investment portfolio, product and individual security risk monitoring. This role supports the Fiduciary and Trust Services business, including the high-net-worth and ultra-high-net-worth client segments. Learn more about the career areas and lines of business at wellsfargojobs.com .
In this role, you will:
Partner with the relevant business group across the organization to identify, assess, manage and mitigate current and emerging investment risk
Review and analyze basic portfolio risk and serves as a subject matter expert for measuring and managing investment risk
Exercise independent judgment to guide medium risk deliverables
Present recommendations for resolving moderately complex activities related to assessing portfolio risk exposures
Collaborate and consult with functional colleagues, internal and external partners and stakeholders regarding investment risk
Execute controls to identify and escalate Fiduciary, Investment, and regulatory risks present in managed Trust Services portfolios
Present to business partners and leaders to inform of key risk topics, policy/procedure updates, and progress on key risk initiatives
This role may include leveraging sophisticated third-party tools and internal reporting to perform analysis and provide reporting
Required Qualifications:
2+ years of investment portfolio control experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
2+ years of experience identifying investment risks and developing remediation plans
Experience working with Trust or Fiduciary investments
Proven analytical skills with high attention to detail and accuracy
Demonstrated ability to plan, organize, and prioritize work in a dynamic and complex environment
Experience building effective partnerships to achieve goals to meet deadlines
Intermediate Microsoft Office Skills, including Excel
A BS/BA degree or higher in finance, accounting, or economics
Chartered Financial Analyst (CFA) designation or demonstrated progress toward the designation
Excellent verbal, written, and interpersonal communication skills
Job Expectations:
This position is not eligible for Visa sponsorship
This position offers a hybrid work schedule
Work Locations:
550 South Tryon Street - Charlotte, NC 28202
2801 Market Street - St. Louis, MO 63103
550 South 4th Street - Minneapolis, MN 55415
795 Wells Fargo Trail - West Des Moines, IA 50266
5201 West Amelia Earhart Drive - Salt Lake City, UT 84116
1445 Ross Avenue - Dallas, TX 75202
8601 N Scottsdale Rd - Scottsdale, AZ 85253
Posting End Date: 25 Sep 2024 *Job posting may come down early due to volume of applicants.
We Value Diversity
At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
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To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .
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