A rapidly expanding fintech company is reshaping how financial advisors, wealth managers, and institutional investors engage with public and private market opportunities for their affluent clients. With a portfolio exceeding 1,500 funds, we are revolutionizing the alternative investments space.
Position Overview:Investments Associate to focus on operations and providing assistance to our trading function. This role involves handling trade order processing, asset setup, troubleshooting trade discrepancies, and managing end-of-month processes. You'll be working closely with internal teams, external partners, and clients to ensure seamless trade execution. This position reports directly to a senior leader and offers substantial growth potential within a collaborative and fast-paced environment.
Key Responsibilities:
Work closely with trading partners to identify and resolve trade errors and discrepancies.
Manage documentation and ensure new financial products are accurately set up in our systems.
Assist with account openings and ensure correct configuration within our internal platforms.
Input and verify trade orders across multiple platforms.
Support month-end processes to ensure accurate data reconciliation.
Communicate with registered investment advisors (RIAs), broker-dealers, and product issuers to confirm trade details and resolve issues.
Monitor and facilitate trades using internal systems and third-party platforms.
Address unmatched or incomplete trades by liaising with relevant stakeholders.
Required Qualifications:
Bachelor's degree in a relevant field.
Active FINRA Series 7 and 63 licenses required.
Minimum 2 years of experience in financial operations and/or trade support.
Strong organizational abilities and keen attention to detail.
Proficiency in Microsoft Office, particularly Excel and PowerPoint.
Ability to escalate issues and take initiative in problem-solving.