Finance -Wealth Management - Estate & Inheritor Services at Northpointe Staffing Professionals in South Jordan, Utah

Posted in Other about 4 hours ago.

Type: full-time





Job Description:

Duties and Responsibilities:

Providing dedicated one-on-one support for the client throughout the inheritance process leveraging effective relationship management skills

Proactively communicating with clients by phone and / or email in order to provide a high level of service, transparency, and empathy to clients and beneficiaries

Process & follow up client service requests to ensure completion in a timely manner

Set appropriate expectations with clients and beneficiaries for requests, in line with internal Service Level Agreements, and ensure consistent follow-up

Provide world class customer service to both internal and external clients in all interactions

Research and resolve problems with both internal and external clients accurately and in a timely manner

Leverage systems and ensure all case interactions are appropriately entered and documented

Actively manage, monitor, and document daily case load by utilizing various technology resources

Apply Firm verification policies for all clients to avoid identity theft and fraudulent activity

Keep current on SEC/FINRA, Compliance and Firm guidelines and apply to processing and all interactions to ensure risk mitigation

Other ad hoc duties as assigned

EDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS:

Education and/or Experience

College degree preferred 3-4 years financial services industry experience preferred including client service interactions, and knowledge of estates, trusts, and retirement plans, account opening and asset distribution processes

Knowledge/Skills

Basic clerical and administrative skills

Effective written and verbal communication skills

Excellent interpersonal and client service skills

Organizational skills, attention to detail and excellent follow up skills

Ability to research and resolve problems and service inquiries and escalate when appropriate

Ability to efficiently handle a high volume of requests in a fast paced environment.

Strong computer skills including Microsoft Suite.

Be self-motivated and able to work in a strong team and high activity environment

Additional requirements may include:

Series 7 and 66 required (or 63 & 65)
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