The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing processes and data. Integrates established disciplinary knowledge within own specialty area with basic understanding of related industry practices. Good understanding of how the team interacts with others in accomplishing the objectives of the area. Develops working knowledge of industry practices and standards. Must be able to exchange information in a concise and logical way as well as be sensitive to audience diversity. Limited but direct impact on the business through the quality of the tasks/services provided. Impact of the job holder is restricted to own team.
Responsibilities: • Individual mapped to this job description is responsible for securities transaction processing execution • Typically related to Securities Clearance Settlement. • This may include providing analytic support to traders and support review of Depositary Receipts. • Supports an expansive and or diverse array of products services • Follows established procedures to identify problems related to securities and derivatives settlement that require investigation or research • Assists in resolving problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents. • Delivers reports to satisfy management requirements, support control activities, and the launch of products services. • Provides assistance in the implementation of process improvements. • Minimizes risk to the bank through increased knowledge of procedural requirements - understands and monitors errors to adhere to audit and control policies. (incl. reconciliation, payment and other processing systems) • Timely management and escalation of all requests inquiries issues errors, (mostly, but not limited to, post settlement) • Demonstrates an intermediate level of understanding of products and processes, and of how duties relate integrate with others in the team and closely related teams. • Demonstrates an excellent knowledge of bank related systems • Utilizes strong communication, interpersonal and diplomacy skills to interact with colleagues and stakeholders, and to exchange potentially complex sensitive information, while being sensitive to audience diversity • Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding Client, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Qualifications: • 0-1 years of experience working in Banking Operations or Middle Office • Good understanding of Treasury products, accounting and regulatory policies • Ability to work in a structured, high volume, time sensitive, high risk and demanding environment. • Good analytical skills and positive attitude • Knowledge of Macros
Education: • Bachelors/University degree or equivalent experience
Dexian is a leading provider of staffing, IT, and workforce solutions with over 12,000 employees and 70 locations worldwide. As one of the largest IT staffing companies and the 2nd largest minority-owned staffing company in the U.S., Dexian was formed in 2023 through the merger of DISYS and Signature Consultants. Combining the best elements of its core companies, Dexian's platform connects talent, technology, and organizations to produce game-changing results that help everyone achieve their ambitions and goals.
Dexian's brands include Dexian DISYS, Dexian Signature Consultants, Dexian Government Solutions, Dexian Talent Development and Dexian IT Solutions. Visit https://dexian.com/ to learn more.
Dexian is an Equal Opportunity Employer that recruits and hires qualified candidates without regard to race, religion, sex, sexual orientation, gender identity, age, national origin, ancestry, citizenship, disability, or veteran status.