This is a 4-MonthContract opportunity with Dexian's client company. If interested, please respond with an updated resume.
Job Title: Financial Advisor Assistant Training Course (Investment Resource Consultant)
Location: Charlotte, NC 28262 (100% onsite)
Hours: 8:30am-5pm (Monday through Friday)
Duration: 4-Month Contract with 100% conversion to perm if licenses are obtained
Start Date: January 9th, 2025
Pay Rate: $18.00/hr
RESPONSIBILITIES:
Seeking individuals with a degree in finance who are interested in Brokerage/ Financial Advising or individuals who are looking to transition into the finance industry. You will be studying for the SIE, Series 7, and Series 63 licenses throughout the contract duration. Upon successful completion of all licensing and an internal interview with the client, you would convert to a permanent employee. The client is looking for dedicated individuals who have a passion for the finance industry.
Provides remote integration support for newly hired Financial Advisors (FAs), channel managers and branch support staff across a multi-channel business model.
Delivers a consistent and reliable process for facilitating the transition of Financial Advisors and their book of clients to our client's platform in a timely and efficient manner.
Organizes and manages account transfers and new client account paperwork for FAs.
Establishes new client accounts into various systems.
Interfaces with internal business partners to resolve escalated issues.
Serves as a liaison for new FAs, channel management and support staff to provide high quality service and resources.
Creates and submits detailed reports and metrics for each completed assignment.
Develops and implements FA integration service and best practices.
Provides post integration support where appropriate and works closely with the Integration Consultants, branch support staff, channel managers, Business Transition Consultants and Platform Coaching and Support teams.
QUALIFICATIONS:
Any previous experience working in Finance and knowledge of FINRA licensing is a plus
Bachelor's degree in related focuses such as Finance, Accounting or Economics
6+ months of financial services industry experience
6+ months of experience in one or a combination of the following: sales support, branch administration or brokerage operations
Excellent verbal, written, and interpersonal communication skills
Excellent organizational, multi-tasking, and prioritizing skills
Ability to interact with all levels of an organization
Advanced Microsoft Office (Word, Excel, Outlook, PowerPoint, Access, and Project) skills
Dexian is an Equal Opportunity Employer that recruits and hires qualified candidates without regard to race, religion, sex, sexual orientation, gender identity, age, national origin, ancestry, citizenship, disability, or veteran status.