Client Onboarding Licensed Approver at Insight Global in Dallas, Texas

Posted in Other 2 days ago.

Type: full-time





Job Description:

Title: Client Onboarding Licensed Approver

Duration: 12 month contract (possible extensions, possible direct hire)

PR: 45hr - 50hr

Location: Dallas, TX

A large Financial client is looking for a Client Onboarding Licensed Approver to sit in their Salt Lake or Dallas Office. This person will be assisting ultra high wealth clients with the process of becoming an approved client. They will be onboarding new accounts through the legal and documentation process. This person will be handling escalations and end to end onboarding. The role will be 100% onsite in either SLC or Dallas, TX.

REQUIRED SKILLS AND EXPERIENCE

* FINRA Series 7 license

* FINRA Series 9 license

* FINRA Series 10 license

* 2+ years in financial services (preferably a large institution)

NICE TO HAVE SKILLS AND EXPERIENCE

* FINRA Series 4 license

* Experience working hands on with margins, options, large funds, offshore accounts, and other financial products

* Well versed in SEC requirements
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