We are currently partnered with a Global Investment Bank that is looking to expand their Investment Management business. This individual will provide legal advice in regard to the firm's public and private funds. You will have the ability to collaborate throughout the business with legal and regulatory professionals on all legal matters relating to registered products.
This opportunity will allow you to join a supportive team and expand your knowledge base with a platform that has a long standing history of success.
Responsibilities:
Assist the Investment Management business on a diverse range of investment products, including mutual funds, ETFs, & private funds
Draft, review, and negotiate investment advisory and service agreements
Assist the business on new developing products
Review and prepare offering materials and other fund documentation
Advise the business on all regulatory developments
Requirements:
JD from a top tier law school
3+ years of experience within private practice, in-house environment or mix of both
Experience with reg funds/mutual funds/ETFs
Experience with the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, & Regulation D