Insight Global is looking for Sr. AML Investigators to work on site for one of our customers supporting their current GFC Complex Investigations team. This person will assume the role of Sr. Investigator and is responsible for maintaining certain aspects of the AML/GFC program and assists in meeting and maintaining BSA/AML compliance requirements of the client. Complies with all applicable, federal and state laws, regulations and guidance, including those related to Anti-Money Laundering (i.e. Bank Secrecy Act, USA PATRIOT Act, etc.), as well as adhering to the Bank's policies and procedures to mitigate risk exposure to the Bank.
This specific AML Investigation position is in the complex investigations area, specifically investigations in the Brokerage domain.
Must Haves:
5-7+ years AML Investigations background
Experience with complex Brokerage AML Investigations
Worked in a large enterprise financial environment
Experience with Quality Control Reviews over reports or Lead Analyst experience
In depth experience with Complex Investigations across various domains
In depth experience filing SAR's and Supplemental SAR filings as it relates to Investigations
Strong communication skills with the ability to interact with external customer and internal staff including the Frontline, Middle management and Senior management.
Knowledge of applicable laws, regulations, and guidelines for BSA compliance
Proven ability to work without significant supervision and completing tasks by assigned deadlines.
Strong written communication and analytical thinking with the ability to solve complex problems
Ability to manage multiple concurrent projects and assignments
Ability to utilize technology in solving problems and performing duties.
Lead daily investigation workflow, controls and results metrics for the team
Set clear goals/objectives and motivate teams to achieve superior results
Assess internal trends, external regulatory & law enforcement environment to make recommendations, understand risk areas and alter or add to current processes
Oversee complex financial investigations, sanctions reviews, or other AML Processes
Manage a team of analysts who will perform a centralized review function to capture, document and assess an individual customer's Bank Secrecy Act (BSA)/AML risks.
Work in conjunction with other functional areas of the Bank to ensure the enterprise level BSA-AML objectives are being met
Nice to Have:
CAMS, CAFP, or ACFCS, or other related certification