Securities Regulatory Reporting Analyst at Mizuho Americas Services LLC in New York, New York

Job Description:

In this role as a Securities Reg ulatory Reporting Analyst, you will perform a variety including (bu t not limited to):

• Daily Monthly: Daily Net Capital Estimates / Weekly Reporting for the firm's various regulated legal entities:


• MSUSA - P&L Reports/ Financing Charges/ Haircut Charges/ Underwriting Charges/ Futures Charges


• MSCAD - P&L Reports/ FX Charges/ Haircut Charges/ Underwriting Charges/ Weekly RAC


• MMA - P&L Reports/ Financing Charges/ Market & Credit Risk Charges


• MCM - P&L Reports/ Financing Charges/ Market & Credit Risk Charges


• CSP - P&L Reports/ Haircut Charges/ Underwriting Charges


• Projects: MCM SBSD regulatory compliance - Axiom integration for Daily Net Capital Estimate Monthly IIROC reporting MSUSA -15C3-3 Weekly and ME calculations Provide materials for external audit requests Monthly fails BSA and Summix Adjustments Assist with preparation of FOCUS related monthly and quarterly reports (SIS/OBS/SSOI) for MSUSA, MMA & MSCAD Risk Committee Material (MSUSA/MMA/MSCAD/MCM)

The expected base salary ranges from $85,000 - $95,000. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.

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