Trader at Ameriprise Financial in Lancaster, Pennsylvania

Job Description:

Job Description:
Step into an instrumental role. Work as a Trader position of an independent advisor franchisee with Sylvan Capital Advisors of Ameriprise Financial. We are seeking a meticulous and dedicated Trader to join our team.
The Trader will be responsible for buying and selling securities, managing portfolios, new business set up, paperwork, applications, and trading for the practice.
Our ideal candidate possesses a deep understanding of financial markets, a strong analytical mindset, and excellent numerical skills.
Ultimately, the role of the Trader is to execute trades accurately and effectively.

Key Responsibilities/Duties:

• Execute trades accurately and effectively based on the needs of servicing advisors and internal departments.




• Input and manage discretionary trading




• Maintain consistent communication with all team members and promptly respond to ad-hoc requests




• Maintain updated knowledge of regulations, practices, and financial products




• Develop risk management strategies to avoid potential losses




• Build relationships with clients and industry professionals, as needed




• Collaborate with internal teams to resolve discrepancies




• Ensure compliance with company policies and procedures




• Member of the client service team - daily interaction with team members to assure efficiency and quality outcomes

Qualifications and Requirements:

• Bachelor's Degree or higher is required




• 2+ year's experience in financial services industry is preferred, but not required




• Series 7 & 66 (63 & 65 equivalent) licenses preferred




• Understanding of financial markets, trading operations, and portfolio management




• Strong analytical skills and ability to work under pressure




• Familiarity with trading platforms and tools




• Excellent numerical abilities and proficiency in MS Excel




• Ability to make quick decisions and solve problems




• Excellent communication and negotiation skills




• Ability to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial




• Ability to support and provide guidance for compliance within the advisor's practice




• Positive attitude and sincere willingness to constantly learn and grow




• Understanding of regulatory requirements and market etiquette

Compensation and Benefits:

• Work hours: 8:30 AM - 5 PM




• Location: Lancaster, PA




• Competitive Compensation




• Benefits package includes health insurance, vision insurance, dental insurance, 401(k) with employer match, paid time off and holidays.




• Candidate may have projects are part of the team practice that will enable the candidate to participate in profitability bonuses based on results.

At Ameriprise Financial, we're not just in the business of helping clients with their financial goals - we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you're motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.

This position is with an Ameriprise Financial Franchise owner.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

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