Fluent Financial is seeking an experienced Assistant Portfolio Manager / Trader with Series 7 licensing.
Progress toward CFA designation preferred.
Salary Range: 70K-85K
This position is responsible for:
Portfolio Management & Investment Strategy
Design, implement, and maintain customized investment portfolios aligned with client objectives.
Advise financial advisors on optimal investment strategies tailored to client needs.
Provide the CEO with investment recommendations and market insights for client meetings.
Monitor and execute portfolio rebalancing per Firm policy and risk parameters.
Track and measure portfolio performance against relevant benchmarks.
Analyze and document market performance rationale to support investment decisions.
Trading & Risk Management
Execute trades in accordance with Firm policy, ensuring accuracy and compliance.
Monitor accounts for excess cash and allocate efficiently.
Assess and mitigate risks within Firm portfolios, ensuring adherence to investment guidelines.
Maintain an exception list for specific client restrictions and ensure compliance with regulatory standards.
Research & Market Analysis
Conduct research on various investment vehicles and asset classes.
Stay informed on financial market trends, economic data, and regulatory changes.
Utilize and assess available investment tools to enhance portfolio performance.
Provide timely market commentary and insights for internal and client use.
Compliance & Documentation
Maintain thorough records and notes to support compliance and due diligence efforts.
Ensure adherence to industry regulations and internal policies.
Support Senior Portfolio Manager with ad-hoc requests, including performance analysis and reporting.
Professional Development & Industry Engagement
Attend industry conferences and networking events to stay updated on best practices.
Collaborate with internal teams to improve investment processes and enhance client outcomes.
Requirements:
Minimum two years of experience in a similar role
Series 7 and 66/65
Bachelor's degree in Finance/Economics
Highly proficient in Microsoft Excel, proficient in the Microsoft Office suite
Proficiency with CRM software, specifically Redtail
Proficiency with Schwab and Orion software preferred
Strong understanding of securities analysis, economics, and trading
Ability to manage multiple client cases at once
Must be a self-starter
Must have excellent organizational, communication, and client relationship skills
Ability to work independently but also able to function as a contributing team member
Strong attention to detail and ability to follow through on projects effectively
Ability to reliably commute to our office in Dallas, TX (75254)
The compensation package is competitive and is based on a reward for performance structure. There are additional accelerators and incentives for high achievement. Salary is commensurate with education and experience. 401(k) Retirement Plan with company match is available (7.5% matching available). Profit sharing is available based on the Firm's success. Health insurance is available to employees. Employees have paid time off and paid holidays.