About Us: Stone Wall Money Management is a specialized division of Strategies for Wealth Management, we help clients protect, preserve, and grow their wealth with confidence. As the asset management division of Strategies for Wealth, our mission is to simplify retirement planning and money management so our clients can feel secure about their financial future. We are seeking a detail-oriented, proactive Director of Operations to lead and streamline the day-to-day operations of our asset management division.
Summary
The Director of Operations will oversee all aspects of the firm's investment operations, ensuring exceptional service for both new and existing clients. This leadership role requires a strong understanding of investment processes, regulatory compliance, and risk analysis. You will play a key role in maintaining operational excellence and supporting the firm's growth and client satisfaction.
Responsibilities
Oversee daily operations of the asset management division within Strategies for Wealth
Manage and process new investment accounts with accuracy and efficiency
Maintain client relationships and ensure consistent servicing of existing accounts
Ensure compliance with regulatory standards and internal policies
Prepare and review risk analysis reports to support portfolio management decisions
Maintain and improve file organization and operational workflows
Collaborate with advisors and support staff to deliver seamless client experiences
Identify opportunities for operational improvement and implement best practices
Support technology and systems management related to account servicing and compliance
Requirements
FINRA Series 65
Life & Health Insurance License
5+ years of experience in financial services or asset management operations
Prior experience in client servicing, compliance, and account processing
Strong organizational skills and attention to detail
Knowledge of risk analysis and investment products
Familiarity with custodians, CRM platforms, and financial planning software
Excellent written and verbal communication skills
Proven leadership and problem-solving abilities
If you're ready to make a significant impact in the world of financial services and empower clients on their journey to success, we invite you to apply for the Director of Operations position at Strategies For Wealth Management today!