Surveillance Analyst at Northern Trust in Stamford, Connecticut

Job Description:

About Northern Trust:

Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.

Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.

Major Duties:
• Performs initial reviews of system generated alerts within the Trade, e-comms and audio surveillance space
• Willing and eager to offer suggestions for enhancements when self identified
• Creates monthly, quarterly, annual reports and other relevant reports to Surveillance process
• Maintains high standards of written and verbal communications, ensuring attention to detail in all cases
• Completes all assigned tasks using effective time management by setting priorities and consistently meeting deadlines
• Solves problems in straightforward situations
• Analyzes possible solutions using technical skills and judgment
• Impacts quality of own work and the work of others on the team
• Works within guidelines and policies

Knowledge:

• Requires ability to communicate in a clear, concise and effective manner (verbal and written)
• Requires knowledge and willingness to learn Financial Institution Regulation and Compliance
• Preferred knowledge of Asset Management, Institutional trades, FX, derivatives, securities lending, transition management and brokerage trade surveillance
• Deals effectively with different personalities to address competing deadlines
• Requires attention to detail
• Requires expanded conceptual knowledge in own job discipline
• Understands key business drivers; uses this understanding to accomplish own work

Experience :
• A College or University degree and/or relevant proven work experience is required / preferred
• Experience in Surveillance or any compliance related process in a Financial Institution, valued
• Any relevant financial certifications are valued

Working with Us:

As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.

We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us and apply today. #MadeForGreater

Reasonable accommodation

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com .

We hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.

Apply today and talk to us about your flexible working requirements and together we can achieve greater.