We are partnering with a Global Asset Management company that is seeking an experienced attorney to join their Legal team. You will play a lead role in various matters such as fund formation and maintenance, regulatory compliance, negotiating with investors, and more. This position will have a high level of visibility as it involves collaboration with senior business partners across the firm. We have placed multiple attorneys at this firm that have all enjoyed their time, citing a strong culture, good work life balance, and work that is both interesting and fulfilling.
Responsibilities:
Play a lead role in the formation, structuring, and maintenance of various funds and investment products
Ensure compliance with various SEC and FINRA regulations including Investment Advisers and Investment Company Acts of 1940, conduct regulatory examinations, file Form ADV, etc.
Draft and amend wrap fee advisory program agreements
Remain updated on developments within the regulatory landscape and advise senior management accordingly
Qualifications:
8+ years of Legal experience within the Asset Management industry.
Law degree from an accredited university
Strong written and oral communication skills
Ability to both work independently and collaborate with others
Experience with "wrap fee" advisory programs is a significant plus