Paraplanner/Junior Financial Advisor at D. M. BRENNER, INC. in SOLANA BEACH, California

Posted in Other about 5 hours ago.

Type: full-time





Job Description:

About

D.M. Brenner, Inc. is a Registered Investment Advisor located in Solana Beach, California that provides comprehensive financial planning for families, small businesses, and professional practices. We work closely with our clients' tax and legal advisors to ensure an integrated approach to planning their financial future. Visit www.dmbrenner.com for more information.

Position Summary

The Paraplanner is primarily responsible for the financial planning process and providing the lead advisor with support. Additional responsibilities may include but are not limited to developing and improving systems to ensure team members are operating effectively and efficiently, preparing, and implementing client planning objectives as well as monitoring the plans.

The firm has a reputation for thorough, attentive, and personal service to each client. We pride ourselves on providing excellent financial planning advice and services. The firm maintains high professional standards in a relaxed, small office environment. A healthy, positive life perspective and a desire to grow personally and professionally will be invaluable for success in this role.

Duties and Responsibilities

Client related Responsibilities:
  • Gathering and maintaining client data in the CRM and Financial Planning software.
  • Preparing and updating plans consistent with the Financial Planning process as described by the CFP Board.
  • Participating in client meetings assisting advisor with meeting content and presentations.
  • Facilitating the data gathering process while maintaining secured detailed records of client information and documents;
  • Analyzing client data and preparing financial/action plans.
  • Developing and preparing implementation materials and paperwork.
  • Assisting with client onboarding process, plan implementation and account administration.

Firm Related Responsibilities:
  • Understanding and supporting firm's mission and vision.
  • Assisting investment team with research and due diligence.
  • Developing and improving planning processes and procedures
  • Communicating relevant information to team members to ensure members are able to operate effectively and efficiently

Minimum Qualifications
  • 3-5 years of financial planning experience.
  • Series 65 (or willingness to acquire in first year).
  • Thorough knowledge of eMoney Advisor financial planning software.
  • Core knowledge of financial planning concepts and financial products.
  • Excellent knowledge of Microsoft Office applications.
  • Excellent organizational, procedural, and project management skills with great attention to detail.
  • Strong interpersonal, written and oral communication skills.
  • Ability to work both independently and as part of a team.

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