Senior Trade Corrections Professional at Ameriprise Financial in Charlotte, North Carolina

Job Description:

Enhance your career by joining our team as a Senior Trade Corrections Professional, where you'll play a pivotal role in ensuring accuracy and compliance across a variety of financial products, including mutual funds, securities, cash, bonds, and managed accounts. In this position, you'll leverage your analytical skills to identify, research, and review trade entries using cutting-edge internal processing systems. Collaborate with internal and external business partners to resolve issues ensuring all transactions adhere to industry regulations and compliance standards.

Key Responsibilities

• Responsible for timely and accurate resolution of trade correction cases. Analyze account activity, determine cause of error and take appropriate action to correct trading activity.




• Work with both internal and external business partners to research and resolve issues, troubleshoot and provide seamless service. Provide support to other team members as necessary.




• Identify root cause of trade correction errors and provide solutions as appropriate. Conduct trend reporting and participate in problem solving sessions for continuous process improvements.

Required Qualifications

• Education: High school or GED.




• Post-secondary education and relevant work experience may be interchanged to meet the combined total years of minimum required qualifications for education and experience.




• 1-3 years of relevant experience.

Preferred Qualifications

• Trading activity expertise.




• Understanding of Thomson, BETA, COLA, APL, and various other internal systems (Nice, DocX, SSD).




• Previous operations, processing or customer service experience.




• Strong attention to detail, including demonstrated ability to meet accuracy standards in a high-volume processing situation.




• Ability to research and resolve problems.




• Demonstrated ability to manage multiple priorities in a fast-paced, results driven, transaction-based environment.




• Ability to effectively and professionally communicate with internal business partners and advisors.

About Our Company
We're a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in more than 20 countries, advise and manage assets and income of more than 2 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Base Pay Salary

The estimated base salary for this role is $43,500 - $58,800 / year. We have a pay-for-performance compensation philosophy. Your initial total compensation may vary based on job-related knowledge, skills, experience, and geographical work location. In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role. We also have a competitive and comprehensive benefits program that supports all aspects of your health and well-being, including but not limited to vacation time, sick time, 401(k), and health, dental and life insurances.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Exempt/Non-Exempt

Non-Exempt

Job Family Group

Business Support & Operations

Line of Business

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