LHH is seeking aLicensed Assistant for our client in the Wealth Investment industry that will support Financial Advisors by providing proactive assistance, following established guidelines and procedures. They play a key role in maintaining and strengthening team and client relationships. The role is onsite Monday-Friday in Albuquerque, NM.
Essential Duties and Responsibilities:
Interact professionally with prospects, clients, and retirement plan participants.
Respond to inquiries and filter tasks for Financial Advisors.
Process trades and handle securities transactions.
Research client, regulatory, and investment information.
Open, close, update, and maintain accounts.
Prepare office documents and maintain accurate client information.
Assist with meetings, events, and campaigns.
Manage multiple tasks and priorities efficiently.
Perform general office maintenance and attend company functions outside normal hours.
Qualifications:
Knowledge of securities industry practices and procedures.
Experience with custodians like Raymond James Financial Services.
Proficient in using software for reports, spreadsheets, and databases.
Highly organized and able to manage detailed tasks.
Effective communication skills, both oral and written.
Understanding of financial planning concepts and regulations.
Self-starter with the ability to work independently.
Job Requirements:
Minimum of 2 years of experience in the financial services industry.
Must have Series 7 License (or obtain within 6 months of hiring) OR Series 63 and Series 6.
Bachelor's degree or associate Degree with relevant experience, or a combination of experience, education, and training.
Bilingual fluency in English and Spanish is a plus.
This role has excellent benefits including Medical, Dental, Vision, 401k, PTO and much more!