Compliance Program Methodology & Operations Consultant, Assistant Vice President, Hybrid at State Street in Quincy, Massachusetts

Job Description:

Who we are looking for

We are looking for a Compliance Program Methodology & Operations Consultant to support execution of the global compliance risk management program. This role will report to the Head of Compliance Methodology & Operations and interact on a regular basis with a broad group of stakeholders across the lines of defense to support and enhance State Street's compliance risk management activities.

The ideal candidate has strong expertise in risk management and experience designing, executing and/or evaluating compliance risk management programs in the financial services sector.

The role can be performed in number of locations across United States. Standard hybrid model is 4 days onsite, 1 day remote, bit may vary in different officers. Possible locations are: Boston & Quincy, MA; Stamford, CT; Kansas City, MO; Atlanta, GA; Clifton & Princeton, NJ; Berwyn, PA, Austin; TX.

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

As a Compliance Program Methodology & Operations Consultant, you will:

• Develop and maintain procedures, guidance, job aids and tools to support execution of the compliance risk management program


• Facilitate compliance risk management program processes with stakeholders across the Department in line with procedures


• Design, document and execute key controls within compliance risk management program processes


• Develop and operationalize production of key metrics to monitor execution of the compliance risk management program on an ongoing basis


• Prepare periodic reporting for senior management and governance bodies related to compliance risk management program execution


• Develop and implement training to promote the effective execution of the compliance risk management program


• Manage and respond to inquiries pertaining to the compliance risk management program


• Identify and drive process improvements to enhance the compliance risk management program effectiveness leveraging data-driven insights to optimize procedures, oversight and reporting


• Collaborate and coordinate across the lines of defense to stay apprised of changes that may impact the compliance risk management program and to align methodology, where appropriate


• Support execution of the Department's strategic initiatives related to continuous improvement of the compliance risk management program

These skills will help you succeed in this role

• Strong interpersonal and communication skills (written and verbal) to successfully interface with all levels of management


• Exceptional analytical skills and attention to detail coupled with the ability to think strategically


• Working knowledge and prior experience with data analytics and visualization tools


• Proven ability designing and improving existing processes to enhance efficiency and effectiveness


• Excellent project management and organizational skills with ability to multi-task in a fast-paced environment


• Inclusive mindset that recognizes the value of a diverse global team and an ability to work across cultures with adaptability and flexibility

• Bachelor's degree or equivalent


• Minimum of 8+ years' work experience in a risk and control or audit function within the financial services sector


• Prior experience designing, executing and/or evaluating compliance risk management programs, including a sound understanding of Federal Reserve SR 08-8

Wide range of benefits, including:

Are you the right candidate? Yes!

We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don't necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You'll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees' diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Discover more at StateStreet.com/careers

Salary Range:
$80 000 - $132 500 Annual

The range quoted above applies to the role in the primary location specified. If the candidate would ultimately work outside of the primary location above, the applicable range could differ.

Job Application Disclosure:

It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.

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